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Court Upholds OSHA Fine Against Contractor for Failing to Provide Confined Space Training to Workers


March 24, 2003


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By Todd J. Wagnon

Occupational Safety and Health Administration regulations provide detailed safety procedures for workers that enter confined or enclosed spaces. Employers must ensure that those safety procedures are followed and that the workers receive the necessary training before entering such spaces. While OSHA regulations define a "confined space," the practical application of that definition to situations in the workplace is not always evident. As demonstrated by Montgomery KONE, Inc. v. Secretary of Labor, 234 F.3d 720 (D.C. Cir. 2000), employers must take steps to ensure that conditions to which confined space regulations apply are identified before workers begin work.

OSHA regulations define a confined space as "any space having limited means of egress, which is subject to the accumulation of toxic or flammable contaminants or has an oxygen deficient atmosphere." 29 CFR §1926.21 (b) (6) (i). In Montgomery KONE, the court upheld a decision by the Occupational Safety and Health Review Commission that OSHA confined space regulations applied to an elevator pit that was about 5 feet deep and from which the only means of egress was by ladders placed in the pit.

There, two workers were injured by an explosion in the elevator pit when a welding torch ignited flammable vapors from a PVC cement that had been used a week earlier. The project involved modernizing elevators in a Post Office terminal. To accommodate the piston for one elevator, a 72-foot deep shaft was drilled into the pit's base. To protect the piston from corrosion, the shaft was lined with PVC pipe. It was installed in sections, and the sections were glued together with PVC primer and liquid cement. Both contained flammable solvents that were 2.5 times heavier than air. Shortly after installation, a worker smelled fumes in the pit. A supervisor directed workers to insert a compressed air hose into the shaft to expel the fumes.

A week later, a welding torch set off an explosion that blew the PVC pipe out of the shaft, causing multiple leg injuries to one worker and a loss of hearing in one ear to another worker. The workers escaped by climbing an extension ladder, the only remaining way out of the pit. A wood ladder was destroyed in the blast, and the pit's iron permanent access ladder was blocked.

After the accident, the Labor Secretary fined Montgomery KONE $3,500 for failing to provide confined space training to the workers before beginning work in the elevator pit. An administrative law judge overturned the fine because a ladder was present. The fine was reinstated by the Occupational Safety and Health Review Commission because escape required climbing a ladder and because "[w]hen the explosion occurred and the lights went out, the two employees had to feel their way around in the dark until they found each other, then found the ladder and helped each other get out of the pit."

Montgomery KONE appealed the commission's decision and argued that the pit did not satisfy either prong of the standard for a confined space. It argued that egress from the pit was not limited because ladders were present and that the pit was not subject to the accumulation of flammable contaminants. The Court of Appeals rejected Montgomery KONE's position and upheld the fine.

Regarding the limited egress prong, the court found that the ladders in the pit provided the only means of egress and that workers testified to the commission that they had trouble getting out of the pit after the explosion because of obstacles and the dark. The Labor Secretary asserted that egress is "limited" unless there is an unimpeded means of egress even under emergency conditions. The court agreed. That the workers had trouble getting out in an emergency confirmed that egress was limited, satisfying the first prong of the confined space definition.

Regarding the second prong, accumulation of flammable vapors, the court rejected Montgomery KONE's argument that tests performed before and after the explosion did not show the presence of dangerous vapors, so the pit was not subject to the accumulation of flammable vapors. That flammable vapors did accumulate and explode demonstrated the pit was subject to the accumulation of flammable vapors, the court held. Accordingly, the court determined that the second prong had been satisfied.

Thus, Montgomery KONE had an obligation to provide confined space training to the workers before they began work in the pit. The commission held that when an employer introduces chemicals into the workplace, it has a duty to learn about their characteristics, to determine any dangerous conditions to which its workers may be exposed and to warn them.

The court also rejected Montgomery KONE's argument that the fine was inappropriate because it had taken precautions to prevent the accumulation of vapors. The court agreed with the Labor Secretary that precautionary measures are an entirely separate issue from the employer's obligation to provide confined space training when applicable. Although not explicitly stated by the court, this means that the employer could have been fined for violating the regulations even if the explosion had not occurred.


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